Appendix A — Review Questions

The source Appendix A contains 48 review questions: 2 on Chapter 1, 6 on Chapter 2, 5 on Chapter 3, 10 on Chapter 4, 14 on Chapter 5, 4 on Chapter 6, 3 on Chapter 7 and 4 on Chapter 8. They are reference-format questions, not a complete syllabus. Combination questions present four statements and then four answer combinations; the correct combination is still one best answer.

When studying a review question, explain why each distractor fails. For example, a request from another market participant is not automatically authority to disclose confidential information; a disruption does not automatically permit unilateral payment suspension; and a benchmark contributor cannot use a customer or desk preference as evidence.