RES 12B — overview
Question bank: 310 questions across 22 chapters.
Syllabus
Section titled “Syllabus”Link: https://www.cmfas.com.sg/cmfas_res_12b_exam
Exam Details: 60 MCQ, 1.5 hours, 75% passing mark
Syllabus
- Res 1B: Rules, Ethics and Skills for Securities and Derivatives Dealers of Non-Exchange Members
- The Capital Markets Industry in Singapore and Participants in the Capital Markets
- Licensing and Business Operations
- Market Conduct
- Ethics, Codes and Standards of Professional Conduct for Securities Dealing
- Securities Dealing Practices and Skills
- CPFIS
- Prevention of Financial Crimes
- Res 2B: Rules, Ethics and Skills for Securities and Derivatives Dealers of Non-Exchange Members
- The Capital Markets Industry in Singapore and Participants in the Capital Markets
- Licensing and Business Operations
- Market Conduct
- Over-the-Counter Derivatives
- Ethics, Codes and Standards of Professional Conduct for Derivatives Dealing
- Derivatives Dealing Practices and Skills
- Prevention of Financial Crimes
Content
Section titled “Content”RES 1B
Section titled “RES 1B”1B.1 The Capital Markets Industry in Singapore and Participants in the Capital Markets
Section titled “1B.1 The Capital Markets Industry in Singapore and Participants in the Capital Markets”1B.2 Licensing and Business Operations
Section titled “1B.2 Licensing and Business Operations”1B.3 Market Conduct
Section titled “1B.3 Market Conduct”1B.4 Ethics, Codes and Standards of Professional Conduct for Securities Dealing
Section titled “1B.4 Ethics, Codes and Standards of Professional Conduct for Securities Dealing”1B.5 Securities Dealing Practices and Skills
Section titled “1B.5 Securities Dealing Practices and Skills”1B.6 CPFIS
Section titled “1B.6 CPFIS”1B.7 Prevention of Financial Crimes
Section titled “1B.7 Prevention of Financial Crimes”RES 2B
Section titled “RES 2B”2B.2 Licensing and Business Operations
Section titled “2B.2 Licensing and Business Operations”2B.4 Over-the-Counter Derivatives
Section titled “2B.4 Over-the-Counter Derivatives”2B.5 Ethics, Codes and Standards of Professional Conduct for Derivatives Dealing
Section titled “2B.5 Ethics, Codes and Standards of Professional Conduct for Derivatives Dealing”2B.6 Derivatives Dealing Practices and Skills
Section titled “2B.6 Derivatives Dealing Practices and Skills”2B.7 Prevention of Financial Crimes
Section titled “2B.7 Prevention of Financial Crimes”Study guide
Section titled “Study guide”The study guide mirrors the syllabus chapter by chapter — one page per chapter, with worked examples, formula sheets and exam cues.
Practise
Section titled “Practise”- Chapter quiz — work through one chapter at a time, with the answer and explanation shown as soon as you answer.
- Daily quiz — 30 mixed questions from across the whole bank.
- Mock exam — 60 questions, 90 minutes, 75% to pass.
Downloads
Section titled “Downloads”See downloads for the official study guide and printable PDFs.